Operations Division of Dhaka Stock Exchange DSE

24/02/2013 15:51

Listing and Market Operation

IPO Related Functions:

• Processing and evaluation of the draft prospectus of IPO.
• Evaluation of Financial Statements of new companies to be listed and preparation of the IPO comments for Securities and Exchange Commission.

Listed Company Related Functions:

• Communication with all the listed companies regarding the compliance of relevant rules and regulation.
• Assurance of timely disbursement of corporate announcement.
• Monitoring of listed companies for the compliance of listing Regulations, Company Law and other relevant rules.
• Announcement of half yearly and yearly performance of listed companies through the trading system.
• Evaluation of performance of listed companies and update listed company records.

Transfer of Shares outside Trading Floor:

• Processing of approval for transfer of share outside the trading system.
• Processing and recording of all types of transfer / sale or buy of shares of Sponsors/Directors.
• Processing of application of gifting of shares as well as transfer of shares in special circumstances.

Market Operation:

• Taking subsequent action for corporate announcement as per rules and regulation.
• Adoption of all necessary actions required for Book Closure/Record Date and other corporate benefits.
• Trade suspension or trade halt age of listed companies and members also during the trading hour considering the necessity of market operations.
• Protection of investor’s interest in the listed companies when any anomaly is observed in DSE.